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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $32,602 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 27 · EIN 52-2114207 | Advisory (Plan) | $15,208 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $13,237 |
Filed as: CARR, RIGGS & INGRAM LLC Service code 10 · EIN 72-1396621 | Accounting | $11,378 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,186 | $79,519-53.2% | $95,960-61.2% | $73,412-49.3% |
| Participation rate | 64.3% | 81.2%-16.9pp | 77.1%-12.8pp | 72.2%-7.9pp |
| Annual return | 43.04% | 19.20%+23.8pp | 91.63%-48.6pp | 59.30%-16.3pp |
| Employer contribution / active EE | $736 | $2,048-64.0% | $2,541-71.0% | $2,234-67.0% |
| Participant deferral / active EE | $2,300 | $4,138-44.4% | $4,167-44.8% | $3,806-39.6% |
| Admin fee / account holder | $157 | $184-14.9% | $6,797-97.7% | $158-0.7% |