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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $7,279 |
ADP BROKER-DEALER3 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS Service code 49 3455 PEACHTREE ROAD NE · ATLANTA, GA 30326 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,945 | $73,102-48.1% | $123,552-69.3% | $56,287-32.6% |
| Participation rate | 58.4% | 74.3%-15.9pp | 82.3%-23.9pp | 69.9%-11.5pp |
| Annual return | -4.79% | 3.01%-7.8pp | 119.20%-124.0pp | -9.96%+5.2pp |
| Employer contribution / active EE | $1,063 | $2,977-64.3% | $4,628-77.0% | $2,111-49.6% |
| Participant deferral / active EE | $5,580 | $5,423+2.9% | $6,426-13.2% | $3,350+66.6% |
| Admin fee / account holder | $56 | $554-89.8% | $9,285-99.4% | $521-89.2% |