Filed January 20, 2017
Total covered: 19 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $44,642 |
SWERDLIN & COMPANY2+ years Service code 15 · EIN 58-1392124 | Recordkeeping | $23,168 |
LT TRUST COMPANY2+ years Filed as: MG TRUST COMPANY LLC Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,487 | $80,177+0.4% | $123,894-35.0% | $57,658+39.6% |
| Participation rate | 88.6% | 74.4%+14.1pp | 81.4%+7.2pp | 70.2%+18.3pp |
| Annual return | 12.97% | 17.90%-4.9pp | 47.52%-34.6pp | 5.13%+7.8pp |
| Employer contribution / active EE | $1,766 | $2,913-39.4% | $4,617-61.8% | $1,974-10.5% |
| Participant deferral / active EE | $5,000 | $5,130-2.5% | $5,984-16.5% | $3,061+63.4% |
| Admin fee / account holder | $157 | $106+47.9% | $8,357-98.1% | $95+66.3% |