Filed January 20, 2017
Total covered: 19 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $41,251 |
SWERDLIN & COMPANY1+ years Service code 15 · EIN 58-1392124 | Recordkeeping | $33,139 |
LT TRUST COMPANY1+ years Filed as: MG TRUST COMPANY LLC Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,671 | $88,324-7.5% | $115,038-29.0% | $55,191+48.0% |
| Participation rate | 95.0% | 72.5%+22.4pp | 81.4%+13.6pp | 69.2%+25.8pp |
| Annual return | 21.89% | 6.30%+15.6pp | 26.14%-4.3pp | 10.78%+11.1pp |
| Employer contribution / active EE | $1,771 | $2,805-36.9% | $4,608-61.6% | $1,899-6.7% |
| Participant deferral / active EE | $4,916 | $5,042-2.5% | $6,026-18.4% | $3,046+61.4% |
| Admin fee / account holder | $189 | $105+79.2% | $8,175-97.7% | $91+108.0% |