Filed December 2, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC8+ years Filed as: STIFEL NICOLAUS & COMPANY Service code 19 · EIN 43-0538770 | Securities Custodian | $84,524 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $185,994 | $72,607+156.2% | $90,749+105.0% | $66,914+178.0% |
| Participation rate | 88.8% | 73.7%+15.1pp | 75.7%+13.1pp | 69.8%+19.0pp |
| Annual return | -18.06% | -12.28%-5.8pp | -12.16%-5.9pp | 1.58%-19.6pp |
| Employer contribution / active EE | $10,569 | $2,369+346.2% | $2,921+261.9% | $2,544+315.4% |
| Participant deferral / active EE | $5,587 | $3,977+40.5% | $4,564+22.4% | $4,237+31.9% |
| Admin fee / account holder | $620 | $707-12.4% | $8,445-92.7% | $593+4.4% |