Filed December 2, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC4+ years Filed as: STIFEL NICOLAUS & COMPANY Service code 19 · EIN 43-0538770 | Securities Custodian | $92,836 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $148,412 | $58,083+155.5% | $80,019+85.5% | $56,287+163.7% |
| Participation rate | 100.0% | 73.6%+26.4pp | 75.8%+24.2pp | 69.9%+30.1pp |
| Annual return | -4.60% | 34.61%-39.2pp | 11.22%-15.8pp | -9.96%+5.4pp |
| Employer contribution / active EE | $11,704 | $1,932+505.8% | $2,468+374.2% | $2,111+454.4% |
| Participant deferral / active EE | $4,796 | $3,135+53.0% | $3,686+30.1% | $3,350+43.2% |
| Admin fee / account holder | $764 | $623+22.7% | $6,521-88.3% | $521+46.7% |