Filed December 2, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1+ years Filed as: STIFEL NICOLAUS & COMPANY Service code 19 · EIN 43-0538770 | Securities Custodian | $37,905 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,377 | $53,412+121.6% | $68,509+72.8% | $52,331+126.2% |
| Participation rate | 98.4% | 71.7%+26.7pp | 74.7%+23.7pp | 68.1%+30.3pp |
| Annual return | -2.97% | 3.42%-6.4pp | 8.27%-11.2pp | 4.54%-7.5pp |
| Employer contribution / active EE | $9,808 | $1,607+510.3% | $2,278+330.6% | $1,882+421.2% |
| Participant deferral / active EE | $3,664 | $2,688+36.3% | $3,382+8.3% | $3,022+21.3% |
| Admin fee / account holder | $609 | $461+32.2% | $5,275-88.5% | $592+3.0% |