Filed December 2, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC6+ years Filed as: STIFEL NICOLAUS & COMPANY Service code 19 · EIN 43-0538770 | Securities Custodian | $98,599 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $194,093 | $70,908+173.7% | $98,907+96.2% | $73,488+164.1% |
| Participation rate | 99.2% | 73.8%+25.4pp | 76.0%+23.2pp | 70.7%+28.5pp |
| Annual return | 15.93% | 34.17%-18.2pp | 196.43%-180.5pp | 28.51%-12.6pp |
| Employer contribution / active EE | $11,255 | $2,036+452.7% | $2,689+318.6% | $2,270+395.8% |
| Participant deferral / active EE | $5,305 | $3,500+51.6% | $4,244+25.0% | $3,740+41.9% |
| Admin fee / account holder | $760 | $535+42.1% | $6,642-88.6% | $513+48.2% |