Filed November 26, 2025 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES9+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $2,302,742 |
ALLWORTH FINANCIAL2 years Service code 26 · EIN 68-0372662 | Advisory (Participants) | $1,768,150 |
AMERICAN REALTY ADVISORS1 year Filed as: AMERICAN FINANCIAL ADVISORS Service code 26 · EIN 58-2639765 | Advisory (Participants) | $423,580 |
FISHER INVESTMENTS1 year Service code 26 · EIN 94-3029777 | Advisory (Participants) | $200,441 |
Service code 15 · EIN 04-2647786 | Recordkeeping | $124,457 |
Filed as: SMITH ANGLIN FINANCIAL Service code 26 · EIN 26-0778361 | Advisory (Participants) | $77,587 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING Service code 26 · EIN 43-1270780 | Advisory (Participants) | $70,714 |
SIGNATUREFD LLC1 year Service code 26 · EIN 58-2323085 | Advisory (Participants) | $45,523 |
Filed as: ZACKS INVESTMENT MANAGEMENT Service code 26 · EIN 36-3792197 | Advisory (Participants) | $36,731 |
Filed as: TOTAL INVESTMENT MANAGEMENT Service code 26 · EIN 86-0912979 | Advisory (Participants) | $32,826 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $808,454 | $119,999+573.7% | $70,589+1045.3% | $96,393+738.7% |
| Participation rate | 98.0% | 66.2%+31.8pp | 68.4%+29.6pp | 71.3%+26.7pp |
| Annual return | 19.84% | 20.36%-0.5pp | 32.80%-13.0pp | 22.88%-3.0pp |
| Employer contribution / active EE | $42,056 | $4,602+813.8% | $2,977+1312.6% | $3,239+1198.6% |
| Participant deferral / active EE | $19,986 | $4,604+334.1% | $4,569+337.4% | $5,455+266.4% |
| Admin fee / account holder | $286 | $95+202.0% | $6,430-95.6% | $74+286.8% |