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| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 04-1590850 | Sub-transfer agency fees; Recordkeepi... | $88,715 |
Service code 26 · EIN 61-1732930 | Advisory (Participants) | $5,566 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $61 |
AB FUNDS1 year Service code 52 · EIN 13-6021421 | Indirect Investment Fees | $0 |
AMERICAN CENTURY1 year Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-2466841 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 95-2513084 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
PIONEER1 year Service code 52 · EIN 04-3453709 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,736 | $35,955+80.0% | $78,210-17.2% | $69,631-7.0% |
| Participation rate | 96.4% | 67.2%+29.3pp | 68.7%+27.7pp | 70.7%+25.7pp |
| Annual return | 30.61% | 16.42%+14.2pp | 40.90%-10.3pp | 27571.02%-27540.4pp |
| Employer contribution / active EE | $11,966 | $1,244+861.9% | $2,034+488.4% | $2,032+488.8% |
| Participant deferral / active EE | $9,199 | $2,107+336.6% | $2,823+225.9% | $3,224+185.4% |
| Admin fee / account holder | $237 | $86+176.2% | $3,758-93.7% | $110+115.0% |