Filed August 26, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Filed as: RIC MUNDORF/CAPTRUST Service code 27 4201 CONGRESS STREET SUITE 160 · CHARLOTTE, NC 28209 | Advisory (Plan) | $74,747 |
MCCREADY & KEENE INC.1 year Service code 15 · EIN 35-0500670 | Recordkeeping | $27,681 |
WEBSTER ROGERS2 years Filed as: WEBSTER ROGERS LLP Service code 10 · EIN 57-0776381 | Accounting | $13,080 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (securities); Investment ma... | $7,253 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,432 | $75,284+16.1% | $91,004-3.9% | $69,631+25.6% |
| Participation rate | 83.8% | 80.4%+3.5pp | 75.6%+8.2pp | 70.7%+13.2pp |
| Annual return | 15.52% | 48.40%-32.9pp | 4.60%+10.9pp | 27571.02%-27555.5pp |
| Employer contribution / active EE | $2,711 | $2,473+9.6% | $2,456+10.4% | $2,032+33.4% |
| Participant deferral / active EE | $3,363 | $3,700-9.1% | $3,548-5.2% | $3,224+4.3% |
| Admin fee / account holder | $393 | $111+255.8% | $5,417-92.7% | $110+256.3% |