Filed August 26, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC4 years Filed as: RIC MUNDORF/CAPTRUST Service code 27 4201 CONGRESS STREET SUITE 160 · CHARLOTTE, NC 28209 | Advisory (Plan) | $47,084 |
MCCREADY & KEENE INC.3 years Service code 15 · EIN 35-0500670 | Recordkeeping | $34,703 |
TD AMERITRADE, INC.4 years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Trustee (directed); Direct payment fr... | $9,675 |
ELLIOTT DAVIS, LLC2 years Filed as: ELLIOTT DAVIS LLC Service code 10 · EIN 57-0381582 | Accounting | $8,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,580 | $66,310+41.1% | $93,6060% | $65,185+43.6% |
| Participation rate | 100.0% | 74.0%+26.0pp | 75.8%+24.2pp | 70.2%+29.8pp |
| Annual return | 21.18% | 42.58%-21.4pp | 32.76%-11.6pp | 29.38%-8.2pp |
| Employer contribution / active EE | $2,935 | $2,012+45.9% | $2,718+8.0% | $2,177+34.9% |
| Participant deferral / active EE | $4,521 | $3,342+35.3% | $4,069+11.1% | $3,514+28.7% |
| Admin fee / account holder | $351 | $6,897-94.9% | $7,888-95.6% | $847-58.6% |