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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SVCS INS AGCY INC Service code 55 1000 HARBOR BLVD 8TH FL · WEEHAWKEN, NJ 07087 | Other Commissions | $4,138 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,517 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $242 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,685 | $47,448-62.7% | $94,993-81.4% | $62,293-71.6% |
| Participation rate | 37.6% | 66.5%-28.9pp | 73.9%-36.3pp | 69.5%-31.9pp |
| Annual return | 26.79% | 22.64%+4.1pp | 27.14%-0.4pp | 28.90%-2.1pp |
| Employer contribution / active EE | $536 | $1,300-58.8% | $2,603-79.4% | $2,042-73.8% |
| Participant deferral / active EE | $2,029 | $2,375-14.6% | $3,317-38.8% | $3,169-36.0% |
| Admin fee / account holder | $34 | $434-92.1% | $4,960-99.3% | $479-92.8% |