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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SVCS INS AGCY INC Service code 55 1000 HARBOR BLVD 8TH FL · WEEHAWKEN, NJ 07087 | Other Commissions | $2,010 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,276 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $82 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,933 | $42,772-72.1% | $87,502-86.4% | $55,167-78.4% |
| Participation rate | 36.3% | 66.5%-30.2pp | 73.8%-37.5pp | 69.0%-32.7pp |
| Annual return | 27.35% | 21.20%+6.1pp | 12.21%+15.1pp | 169.23%-141.9pp |
| Employer contribution / active EE | $441 | $1,277-65.4% | $2,550-82.7% | $1,963-77.5% |
| Participant deferral / active EE | $1,657 | $2,342-29.2% | $3,149-47.4% | $3,054-45.7% |
| Admin fee / account holder | $21 | $461-95.5% | $4,221-99.5% | $504-95.9% |