See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $54,645 |
Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $50,707 |
Filed as: CAPFINANCIAL SECURITIES LLC Service code 55 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Commissions | $12,332 |
Service code 33 · EIN 94-1737782 | Securities brokerage | $17 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,958 | $59,535+83.0% | $90,160+20.8% | $62,292+74.9% |
| Participation rate | 95.4% | 73.0%+22.4pp | 76.9%+18.5pp | 69.5%+25.9pp |
| Annual return | 19.05% | 23.53%-4.5pp | 34.88%-15.8pp | 28.90%-9.8pp |
| Employer contribution / active EE | $1,012 | $1,826-44.6% | $3,318-69.5% | $2,042-50.4% |
| Participant deferral / active EE | $8,024 | $4,639+73.0% | $5,288+51.8% | $3,169+153.2% |
| Admin fee / account holder | $857 | $337+154.5% | $5,943-85.6% | $479+78.7% |