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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $58,735 |
Service code 37 · EIN 04-2647786 | Loan Processing | $39,205 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,814 | $69,159+24.1% | $125,180-31.4% | $67,579+27.0% |
| Participation rate | 91.2% | 78.2%+12.9pp | 79.8%+11.4pp | 71.3%+19.9pp |
| Annual return | 29.68% | 27.12%+2.6pp | 43.79%-14.1pp | 378.56%-348.9pp |
| Employer contribution / active EE | $3,998 | $2,023+97.6% | $3,866+3.4% | $2,148+86.1% |
| Participant deferral / active EE | $8,209 | $3,700+121.9% | $4,937+66.3% | $3,539+131.9% |
| Admin fee / account holder | $219 | $142+54.2% | $9,703-97.7% | $142+53.6% |