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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $60,450 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,124 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,532 | $62,267+10.1% | $110,243-37.8% | $55,725+23.0% |
| Participation rate | 91.8% | 78.1%+13.7pp | 79.8%+12.0pp | 70.9%+21.0pp |
| Annual return | -4.00% | -1.07%-2.9pp | 314.76%-318.8pp | 244.93%-248.9pp |
| Employer contribution / active EE | $3,534 | $1,941+82.0% | $3,827-7.6% | $2,078+70.1% |
| Participant deferral / active EE | $7,083 | $3,516+101.4% | $4,672+51.6% | $3,356+111.1% |
| Admin fee / account holder | $187 | $121+54.6% | $8,548-97.8% | $115+62.3% |