Filed November 25, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
FIRST ALLIED SECURITIES INC2+ years Service code 53 · EIN 11-3152836 | Insurance Commissions | $29,900 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $7,698 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,225 | $37,213-21.5% | $156,551-81.3% | $63,975-54.3% |
| Participation rate | 54.3% | 65.0%-10.7pp | 84.0%-29.7pp | 71.1%-16.8pp |
| Annual return | 7.71% | 47.89%-40.2pp | 32.23%-24.5pp | 48.65%-40.9pp |
| Employer contribution / active EE | $735 | $1,357-45.8% | $5,501-86.6% | $2,182-66.3% |
| Participant deferral / active EE | $362 | $2,070-82.5% | $4,871-92.6% | $3,356-89.2% |
| Admin fee / account holder | $11 | $56-80.0% | $13,028-99.9% | $70-84.0% |