Filed November 25, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST ALLIED SECURITIES INC1+ years Service code 53 · EIN 11-3152836 | Insurance Commissions | $30,471 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $4,668 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,721 | $37,039-0.9% | $147,614-75.1% | $59,188-38.0% |
| Participation rate | 42.5% | 63.8%-21.2pp | 84.6%-42.1pp | 69.4%-26.9pp |
| Annual return | -0.64% | 7.19%-7.8pp | 61.98%-62.6pp | 5.51%-6.1pp |
| Employer contribution / active EE | $2,163 | $1,353+59.9% | $5,564-61.1% | $2,098+3.1% |
| Participant deferral / active EE | $283 | $2,094-86.5% | $4,895-94.2% | $3,265-91.3% |
| Admin fee / account holder | $9 | $60-85.5% | $11,611-99.9% | $92-90.6% |