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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $20,259 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $2,657 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $273,025 | $46,360+488.9% | $147,617+85.0% | $52,331+421.7% |
| Participation rate | 99.4% | 64.9%+34.5pp | 84.6%+14.8pp | 68.1%+31.3pp |
| Annual return | -0.55% | 1.62%-2.2pp | 61.98%-62.5pp | 4.54%-5.1pp |
| Employer contribution / active EE | $12,610 | $2,126+493.1% | $5,564+126.6% | $1,882+570.2% |
| Participant deferral / active EE | $7,964 | $2,258+252.8% | $4,895+62.7% | $3,022+163.5% |
| Admin fee / account holder | $127 | $766-83.4% | $11,612-98.9% | $592-78.6% |