Filed December 30, 2005 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,871,324 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $1,124,787 |
COWEN & COMPANY LLC5 years Service code 50 · EIN 84-1702964 | Direct Payment | $15,765 |
TD AMERITRADE, INC.7 years Service code 33 200 S. 108TH AVE · OMAHA, NE 68154 | Securities brokerage; Other investmen... | $471 |
Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $260 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,980 | $119,999-25.0% | $70,589+27.5% | $96,393-6.7% |
| Participation rate | 97.4% | 66.2%+31.2pp | 68.4%+29.0pp | 71.3%+26.1pp |
| Annual return | 23.73% | 20.36%+3.4pp | 32.80%-9.1pp | 22.88%+0.8pp |
| Employer contribution / active EE | $5,139 | $4,602+11.7% | $2,977+72.6% | $3,239+58.7% |
| Participant deferral / active EE | $5,598 | $4,604+21.6% | $4,569+22.5% | $5,455+2.6% |
| Admin fee / account holder | $58 | $95-38.9% | $6,430-99.1% | $74-21.7% |