Filed December 30, 2005 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,791,772 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $1,064,728 |
COWEN & COMPANY LLC4 years Service code 50 · EIN 84-1702964 | Direct Payment | $17,198 |
TD AMERITRADE, INC.6 years Service code 33 200 S. 108TH AVE · OMAHA, NE 68154 | Shareholder servicing fees; Securitie... | $178 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,770 | $96,461-30.8% | $68,815-3.0% | $89,433-25.3% |
| Participation rate | 98.7% | 64.2%+34.5pp | 69.0%+29.7pp | 71.3%+27.5pp |
| Annual return | -16.09% | -13.05%-3.0pp | -6.37%-9.7pp | -11.88%-4.2pp |
| Employer contribution / active EE | $5,541 | $3,671+50.9% | $2,656+108.6% | $3,021+83.4% |
| Participant deferral / active EE | $5,176 | $4,123+25.5% | $3,943+31.3% | $5,125+1.0% |
| Admin fee / account holder | $61 | $102-39.8% | $4,936-98.8% | $79-22.8% |