Filed April 30, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL5 years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 04-3046611 | Advisory (Plan) | $25,000 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $16,704 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,405 | $45,602-22.4% | $117,472-69.9% | $66,914-47.1% |
| Participation rate | 61.1% | 57.6%+3.4pp | 70.6%-9.5pp | 69.8%-8.7pp |
| Annual return | -13.79% | -16.74%+2.9pp | 29.74%-43.5pp | 1.58%-15.4pp |
| Employer contribution / active EE | $1,355 | $1,579-14.2% | $4,176-67.5% | $2,544-46.7% |
| Participant deferral / active EE | $2,866 | $2,845+0.8% | $4,070-29.6% | $4,237-32.3% |
| Admin fee / account holder | $274 | $661-58.5% | $5,645-95.1% | $593-53.8% |