Filed April 30, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 04-3046611 | Advisory (Plan) | $25,000 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $14,301 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,703 | $53,901-20.8% | $134,143-68.2% | $73,488-41.9% |
| Participation rate | 64.6% | 62.8%+1.8pp | 72.2%-7.5pp | 70.7%-6.1pp |
| Annual return | 18.59% | 15.82%+2.8pp | 36.33%-17.7pp | 28.51%-9.9pp |
| Employer contribution / active EE | $1,239 | $1,458-15.0% | $3,704-66.6% | $2,270-45.4% |
| Participant deferral / active EE | $2,478 | $2,739-9.5% | $3,499-29.2% | $3,740-33.7% |
| Admin fee / account holder | $255 | $581-56.0% | $6,684-96.2% | $513-50.3% |