Filed April 30, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 04-3046611 | Advisory (Plan) | $25,000 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $12,973 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,480 | $46,722-19.8% | $130,648-71.3% | $65,185-42.5% |
| Participation rate | 62.8% | 60.9%+1.9pp | 71.7%-8.9pp | 70.2%-7.4pp |
| Annual return | 20.73% | 24.17%-3.4pp | 1708.96%-1688.2pp | 29.38%-8.7pp |
| Employer contribution / active EE | $1,145 | $1,488-23.0% | $4,092-72.0% | $2,177-47.4% |
| Participant deferral / active EE | $2,217 | $2,545-12.9% | $3,603-38.5% | $3,514-36.9% |
| Admin fee / account holder | $271 | $453-40.1% | $5,464-95.0% | $847-68.0% |