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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $180,176 |
NFP RETIREMENT INC6 years Filed as: NFP RETIREMENT, INC. Service code 26 · EIN 33-0905143 | Advisory (Participants) | $100,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $1,617 |
NATIONAL FINANCIAL SERVICES3 years Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 15 · EIN 04-3523567 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,895 | $45,000+102.0% | $143,801-36.8% | $77,906+16.7% |
| Participation rate | 100.0% | 66.8%+33.2pp | 80.3%+19.7pp | 73.7%+26.3pp |
| Annual return | -17.81% | 29.03%-46.8pp | -0.04%-17.8pp | 12.16%-30.0pp |
| Employer contribution / active EE | $4,127 | $1,870+120.7% | $4,952-16.7% | $2,846+45.0% |
| Participant deferral / active EE | $5,686 | $3,157+80.1% | $5,639+0.8% | $4,805+18.3% |
| Admin fee / account holder | $108 | $98+9.4% | $14,680-99.3% | $133-18.8% |