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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $151,347 |
NFP RETIREMENT INC4 years Filed as: NFP RETIREMENT, INC. Service code 26 · EIN 33-0905143 | Advisory (Participants) | $125,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $6,332 |
Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 15 · EIN 04-3523567 | Recordkeeping | $0 |
Filed as: PRUDENTIAL INSURANCE CO. Service code 99 · EIN 22-1211670 | Other Fees | $0 |
Filed as: PRUDENTIAL TRUST CO. Service code 52 · EIN 23-6994310 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $56,095-100.0% | $178,499-100.0% | $90,274-100.0% |
| Participation rate | 0.0% | 65.6%-65.6pp | 81.9%-81.9pp | 73.4%-73.4pp |
| Annual return | 18.56% | 28.81%-10.3pp | 151.10%-132.5pp | 53.97%-35.4pp |
| Employer contribution / active EE | $3,799 | $1,572+141.6% | $5,011-24.2% | $2,523+50.5% |
| Participant deferral / active EE | $5,046 | $2,669+89.1% | $5,202-3.0% | $4,231+19.3% |
| Admin fee / account holder | $0 | $101-100.0% | $13,986-100.0% | $114-100.0% |