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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $128,743 |
MORGAN STANLEY SMITH BARNEY6+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $86,212 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,619 | $127,481-29.7% | $149,715-40.1% | $90,274-0.7% |
| Participation rate | 65.7% | 78.2%-12.6pp | 82.5%-16.8pp | 73.4%-7.7pp |
| Annual return | 16.21% | 57.78%-41.6pp | 276.66%-260.5pp | 53.97%-37.8pp |
| Employer contribution / active EE | $595 | $3,448-82.7% | $4,645-87.2% | $2,523-76.4% |
| Participant deferral / active EE | $5,434 | $6,975-22.1% | $6,842-20.6% | $4,231+28.5% |
| Admin fee / account holder | $141 | $152-7.1% | $9,310-98.5% | $114+23.6% |