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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $103,514 |
Filed as: MORGAN STANELY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $72,300 |
MORGAN STANLEY SMITH BARNEY3+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $27,422 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,324 | $96,458-37.5% | $136,298-55.7% | $77,958-22.6% |
| Participation rate | 79.8% | 75.4%+4.4pp | 81.9%-2.2pp | 71.6%+8.1pp |
| Annual return | 21.00% | 23.78%-2.8pp | 5156.27%-5135.3pp | 20.87%+0.1pp |
| Employer contribution / active EE | $779 | $3,144-75.2% | $4,696-83.4% | $2,310-66.3% |
| Participant deferral / active EE | $7,144 | $5,902+21.0% | $6,247+14.3% | $3,537+102.0% |
| Admin fee / account holder | $116 | $80+44.5% | $9,244-98.7% | $97+19.4% |