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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $19,639 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $1,845 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,967 | $58,655+19.3% | $91,994-23.9% | $65,185+7.3% |
| Participation rate | 47.3% | 75.3%-27.9pp | 78.6%-31.3pp | 70.2%-22.9pp |
| Annual return | 19.40% | 33.92%-14.5pp | 69.04%-49.6pp | 29.38%-10.0pp |
| Employer contribution / active EE | $326 | $2,080-84.4% | $3,453-90.6% | $2,177-85.0% |
| Participant deferral / active EE | $3,338 | $5,474-39.0% | $5,924-43.7% | $3,514-5.0% |
| Admin fee / account holder | $13 | $434-97.0% | $7,744-99.8% | $847-98.4% |