Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $55,798 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Other Commissions | $14,485 |
EPIC RETIREMENT PLAN SERVICES2+ years Filed as: RETIREMENT PLAN ADMINISTRATIVE SERV Service code 13 6800 PARAGON PLACE SUITE 210 · RICHMOND, VA 23230 | Contract Administrator | $9,238 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,068 | $39,859-67.2% | $78,676-83.4% | $57,658-77.3% |
| Participation rate | 100.0% | 66.1%+33.9pp | 73.6%+26.4pp | 70.2%+29.8pp |
| Annual return | 7.29% | 18.96%-11.7pp | 62.19%-54.9pp | 5.13%+2.2pp |
| Employer contribution / active EE | $1,082 | $1,786-39.4% | $2,850-62.0% | $1,974-45.2% |
| Participant deferral / active EE | $1,717 | $2,248-23.6% | $3,517-51.2% | $3,061-43.9% |
| Admin fee / account holder | $107 | $76+40.5% | $4,510-97.6% | $95+13.3% |