Filed January 9, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC7+ years Service code 27 · EIN 13-2624428 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $25,000 |
ERIC J. FERNANDEZ & CO.1 year Filed as: ERIC COHEN & ASSOCIATES PC DBA TIA Service code 99 · EIN 13-2624428 | Other Fees | $7,650 |
JPMORGAN INVEST HOLDINGS LLC7+ years Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $810 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $3 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $305,193 | $82,678+269.1% | $125,391+143.4% | $68,490+345.6% |
| Participation rate | 95.3% | 75.1%+20.3pp | 82.4%+13.0pp | 67.9%+27.5pp |
| Annual return | -4.97% | -5.97%+1.0pp | 572.41%-577.4pp | -7.85%+2.9pp |
| Employer contribution / active EE | $5,399 | $3,382+59.6% | $4,816+12.1% | $2,597+107.9% |
| Participant deferral / active EE | $11,591 | $6,111+89.7% | $7,448+55.6% | $4,028+187.8% |
| Admin fee / account holder | $239 | $6,277-96.2% | $10,009-97.6% | $5,403-95.6% |