Filed October 15, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $103,297 |
Filed as: CAPFINANCIAL PARTNERS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $59,725 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,785 | $50,458+18.5% | $159,991-62.6% | $64,814-7.8% |
| Participation rate | 69.2% | 68.0%+1.2pp | 78.0%-8.8pp | 71.5%-2.3pp |
| Annual return | -33.85% | -13.42%-20.4pp | 408.82%-442.7pp | 32.84%-66.7pp |
| Employer contribution / active EE | $4,350 | $1,722+152.6% | $4,225+3.0% | $2,507+73.5% |
| Participant deferral / active EE | $8,091 | $4,004+102.1% | $6,183+30.9% | $4,310+87.7% |
| Admin fee / account holder | $310 | $706-56.2% | $8,715-96.4% | $188+64.8% |