Filed October 15, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA STREET · SANTA BARBARA, CA 93101 | Advisory (Plan) | $73,963 |
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH & MANAGEMENT CO. Service code 25 · EIN 95-1411037 | Directed Trustee | $51,597 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,880 | $36,700-34.9% | $171,082-86.0% | $63,975-62.7% |
| Participation rate | 42.7% | 61.5%-18.9pp | 76.7%-34.0pp | 71.1%-28.4pp |
| Annual return | 9.27% | 12.80%-3.5pp | 32.56%-23.3pp | 48.65%-39.4pp |
| Employer contribution / active EE | $693 | $1,210-42.7% | $4,002-82.7% | $2,182-68.2% |
| Participant deferral / active EE | $1,139 | $2,696-57.8% | $4,797-76.3% | $3,356-66.1% |
| Admin fee / account holder | $144 | $68+113.7% | $8,520-98.3% | $70+104.9% |