Filed December 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $190,334 |
FYJ FINANCIAL1 year Service code 26 · EIN 20-4101884 | Advisory (Participants) | $10,044 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $9,725 |
LMCG INVESTMENTS LLC2+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $8,290 |
STEIGERWALD GORDON & KOCH2+ years Filed as: STIEGERWALD GORDON & KOCH Service code 26 · EIN 54-1807695 | Advisory (Participants) | $7,777 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,542 | $36,916+408.0% | $156,551+19.8% | $57,658+225.3% |
| Participation rate | 97.8% | 63.4%+34.3pp | 84.0%+13.7pp | 70.2%+27.5pp |
| Annual return | 7.24% | 12.38%-5.1pp | 32.23%-25.0pp | 5.13%+2.1pp |
| Employer contribution / active EE | $8,076 | $1,571+414.2% | $5,501+46.8% | $1,974+309.2% |
| Participant deferral / active EE | $7,269 | $1,926+277.5% | $4,871+49.2% | $3,061+137.5% |
| Admin fee / account holder | $370 | $82+349.0% | $13,028-97.2% | $95+291.8% |