Filed December 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $221,210 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $7,869 |
LMCG INVESTMENTS LLC5+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $7,717 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC & AFFILIAT Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $221,222 | $62,928+251.5% | $172,739+28.1% | $67,579+227.4% |
| Participation rate | 84.1% | 64.5%+19.6pp | 82.6%+1.4pp | 71.3%+12.8pp |
| Annual return | 17.86% | 30.36%-12.5pp | 802.84%-785.0pp | 378.56%-360.7pp |
| Employer contribution / active EE | $6,864 | $1,636+319.5% | $5,143+33.5% | $2,148+219.6% |
| Participant deferral / active EE | $7,141 | $2,145+233.0% | $5,198+37.4% | $3,539+101.8% |
| Admin fee / account holder | $376 | $167+125.6% | $13,954-97.3% | $142+164.2% |