Filed March 1, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC10+ years Service code 49 · EIN 95-3845382 200 N SEPULVEDA BLVD · EL SEGUNDO, CA 90245 | Other Services | $13,557 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 111 WEST STATE ST. · MASON CITY, IA 50401 | Contract Administrator | $4,985 |
TIAA4 years Service code 64 · EIN 13-1624203 730 THIRD AVE · NEW YORK, NY 100173206 | Recordkeeping Fees | $475 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $150,568 | $91,710+64.2% | $67,560+122.9% | $77,762+93.6% |
| Participation rate | 25.9% | 76.0%-50.1pp | 72.9%-47.0pp | 70.6%-44.6pp |
| Annual return | 10.10% | 14.88%-4.8pp | 3533.50%-3523.4pp | 31.27%-21.2pp |
| Employer contribution / active EE | $869 | $3,187-72.7% | $2,737-68.3% | $2,728-68.1% |
| Participant deferral / active EE | $1,206 | $3,911-69.2% | $4,004-69.9% | $4,651-74.1% |
| Admin fee / account holder | $32 | $245-87.0% | $3,994-99.2% | $433-92.6% |