Filed January 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28,019 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $9,112 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,514 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,386 | $53,901-10.2% | $134,143-63.9% | $73,488-34.2% |
| Participation rate | 67.6% | 62.8%+4.8pp | 72.2%-4.6pp | 70.7%-3.1pp |
| Annual return | 9.25% | 15.82%-6.6pp | 36.33%-27.1pp | 28.51%-19.3pp |
| Employer contribution / active EE | $1,215 | $1,458-16.7% | $3,704-67.2% | $2,270-46.5% |
| Participant deferral / active EE | $2,538 | $2,739-7.3% | $3,499-27.5% | $3,740-32.1% |
| Admin fee / account holder | $181 | $581-68.9% | $6,684-97.3% | $513-64.8% |