Filed January 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $30,982 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $8,446 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,475 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,742 | $44,221-5.6% | $121,196-65.6% | $56,287-25.8% |
| Participation rate | 67.3% | 61.1%+6.2pp | 71.7%-4.5pp | 69.9%-2.6pp |
| Annual return | -6.23% | -3.58%-2.7pp | 16.93%-23.2pp | -9.96%+3.7pp |
| Employer contribution / active EE | $1,097 | $1,480-25.9% | $4,022-72.7% | $2,111-48.0% |
| Participant deferral / active EE | $2,194 | $2,521-13.0% | $3,344-34.4% | $3,350-34.5% |
| Admin fee / account holder | $214 | $480-55.5% | $5,019-95.7% | $521-59.0% |