Filed November 3, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: VALIC Service code 28 · EIN 74-1625348 | Investment Management | $314,188 |
Service code 15 · EIN 51-0396365 | Recordkeeping | $6,093 |
Filed as: VOYA Service code 28 · EIN 71-0294708 | Investment Management | $5,600 |
LINCOLN NATIONAL CORPORATION3+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $2,444 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,320 | $98,180+31.7% | $63,018+105.2% | $177,276-27.1% |
| Participation rate | 74.0% | 75.3%-1.3pp | 74.8%-0.8pp | 74.8%-0.8pp |
| Annual return | 12.16% | 16.81%-4.7pp | 87.63%-75.5pp | 21.25%-9.1pp |
| Employer contribution / active EE | $2,802 | $3,885-27.9% | $2,761+1.5% | $2,479+13.0% |
| Participant deferral / active EE | $2,274 | $3,805-40.2% | $3,330-31.7% | $3,881-41.4% |
| Admin fee / account holder | $43 | $31+37.9% | $3,601-98.8% | $154-72.1% |