Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3 years Filed as: VANGUARD GROUP INC. Service code 15 · EIN 23-1945930 | Recordkeeping | $53,862 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,433 | $204,517-36.2% | $69,480+87.7% | $77,775+67.7% |
| Participation rate | 61.9% | 74.6%-12.7pp | 74.6%-12.7pp | 73.2%-11.3pp |
| Annual return | 22.33% | 22.10%+0.2pp | 28.99%-6.7pp | 32.58%-10.2pp |
| Employer contribution / active EE | $532 | $3,548-85.0% | $2,780-80.9% | $2,504-78.8% |
| Participant deferral / active EE | $4,914 | $3,478+41.3% | $3,537+38.9% | $3,966+23.9% |
| Admin fee / account holder | $19 | $101-80.8% | $3,840-99.5% | $100-80.7% |