Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2 years Filed as: VANGUARD GROUP INC. Service code 15 · EIN 23-1945930 | Recordkeeping | $35,511 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,243 | $87,173+24.2% | $59,899+80.7% | $75,289+43.8% |
| Participation rate | 60.6% | 74.5%-13.9pp | 74.7%-14.1pp | 72.4%-11.8pp |
| Annual return | -3.94% | -2.14%-1.8pp | 3.46%-7.4pp | -0.04%-3.9pp |
| Employer contribution / active EE | $506 | $3,473-85.4% | $2,723-81.4% | $2,405-79.0% |
| Participant deferral / active EE | $4,674 | $3,379+38.3% | $3,403+37.4% | $3,739+25.0% |
| Admin fee / account holder | $12 | $75-84.3% | $3,592-99.7% | $102-88.5% |