Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NRECA4+ years Service code 14 · EIN 53-0116145 | Plan Administrator | $20,117,933 |
T ROWE PRICE RPS INC2 years Filed as: T ROWE PRICE ASSOCIATES INC Service code 28 · EIN 52-0556948 | Investment Management | $2,489,807 |
BLACKROCK1 year Filed as: BLACKROCK INSTITUTIONAL TRUST CO Service code 21 · EIN 94-3112180 | Bank Trustee | $2,230,159 |
FIS BUSINESS SYSTEMS LLC3 years Service code 16 · EIN 51-0267091 | Consulting | $787,352 |
AMERICAN FUNDS4+ years Filed as: CAPITAL GUARDIAN TRUST COMPANY Service code 28 · EIN 95-6597294 | Investment Management | $743,830 |
LSV ASSET MANAGEMENT3 years Service code 28 · EIN 23-2772200 | Investment Management | $718,387 |
ENTERPRISE BANK & TRUST4+ years Filed as: ENTERPRISE IRON FINANCIAL INDUSTRY Service code 16 · EIN 24-1550013 | Consulting | $501,708 |
PIMCO FUNDS2 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $474,146 |
MODIS4+ years Service code 16 · EIN 65-0000600 | Consulting | $398,145 |
Filed as: LOCKTON COMPANIES Service code 22 · EIN 20-3354970 | Insurance Broker | $376,490 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 91302 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 91302 | — |
| Part 1 Loan in default | COUNTRYWIDE HOME LOANS, INC. | — | 4500 PARK GRANADA CALABASAS, CA 91302 | — |
| Part 1 Loan in default | COUNTRYWIDE HOME LOANS, INC. | — | 4500 PARK GRANADA CALABASAS, CA 91302 | — |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,860 | $73,367+98.8% | $90,782+60.7% | $73,367+98.8% |
| Participation rate | 95.0% | 69.5%+25.5pp | 82.7%+12.3pp | 69.5%+25.5pp |
| Annual return | -3.08% | 173.45%-176.5pp | -3.42%+0.3pp | 173.45%-176.5pp |
| Employer contribution / active EE | $2,954 | $2,499+18.2% | $4,105-28.0% | $2,499+18.2% |
| Participant deferral / active EE | $5,596 | $4,033+38.8% | $5,366+4.3% | $4,033+38.8% |
| Admin fee / account holder | $463 | $68+576.6% | $5,908-92.2% | $68+576.6% |