Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NRECA5+ years Service code 14 · EIN 53-0116145 | Plan Administrator | $22,276,401 |
T ROWE PRICE RPS INC3 years Filed as: T ROWE PRICE ASSOCIATES INC Service code 28 · EIN 52-0556948 | Investment Management | $2,894,326 |
BLACKROCK2 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO Service code 21 · EIN 94-3112180 | Bank Trustee | $2,456,608 |
FIS BUSINESS SYSTEMS LLC4 years Service code 16 · EIN 51-0267091 | Consulting | $1,458,336 |
AMERICAN FUNDS5+ years Filed as: CAPITAL GUARDIAN TRUST COMPANY Service code 28 · EIN 95-6597294 | Investment Management | $852,747 |
LSV ASSET MANAGEMENT4 years Service code 28 · EIN 23-2772200 | Investment Management | $761,662 |
Filed as: EXPERIS IT SERVICES Service code 16 · EIN 75-1300240 | Consulting | $568,502 |
ENTERPRISE BANK & TRUST5+ years Filed as: ENTERPRISE IRON FINANCIAL INDUSTRY Service code 16 · EIN 24-1550013 | Consulting | $511,427 |
PIMCO FUNDS3 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $509,086 |
Filed as: LOCKTON COMPANIES Service code 22 · EIN 20-3354970 | Insurance Broker | $492,415 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | COUNTRYWIDE HOME LOANS, INC. | — | 4500 PARK GRANADA CALABASAS, CA 92302 | — |
| Part 1 Loan in default | COUNTRYWIDE HOME LOANS, INC. | — | 4500 PARK GRANADA CALABASAS, CA 91302 | — |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $171,698 | $89,609+91.6% | $105,387+62.9% | $89,609+91.6% |
| Participation rate | 95.8% | 69.6%+26.2pp | 82.6%+13.2pp | 69.6%+26.2pp |
| Annual return | 22.69% | 33.65%-11.0pp | 26.82%-4.1pp | 33.65%-11.0pp |
| Employer contribution / active EE | $3,140 | $2,584+21.5% | $4,213-25.5% | $2,584+21.5% |
| Participant deferral / active EE | $5,948 | $4,222+40.9% | $5,502+8.1% | $4,222+40.9% |
| Admin fee / account holder | $504 | $72+604.2% | $6,559-92.3% | $72+604.2% |