Retirement plan

NCCI HOLDINGS, INC. 401(K) SAVINGS PLAN

Name: NCCI HOLDINGS, INC. - NCCI HOLDINGS, INC. 401(K) SAVINGS PLAN (2024) Form 5500
Creator: NCCI HOLDINGS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NCCI HOLDINGS, INC. 401(K) SAVINGS PLAN, NCCI HOLDINGS, INC.

NCCI HOLDINGS, INC.EIN 52-2225042Plan #002PY 2024

901 PENINSULA CORPORATE CIRCLE - BOCA RATON, FL 33487561-893-1010

Prospect flagsHigh assets / participantCorrective distributions

Top hat statement on fileNQDC

Filed March 11, 2008 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$505.8M

+14.1% from 2023

Total participants

1,100

-1.3% from 2023

Average account balance

$464,028

+16.2% from 2023

Annual return

14.87%

-5.43 pp from 2023

Benchmarks

See 1,551 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants250-999

Cohort1,551 peers

Snapshot2024

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Analytics

Total assets (EOY)

Plan-year ending balance

$505.79M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$464K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,090

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$20.70M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$24K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$277

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833	Recordkeeping	$138,748
FISHER INVESTMENTS10+ years Service code 26 · EIN 20-2480800	Advisory (Participants)	$91,033
KENNON-GREEN & COMPANY LLC4 years Service code 26 · EIN 47-5284992	Advisory (Participants)	$30,279
SIGNATURE ESTATE & INVESTMENT3 years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 26 · EIN 45-3791510	Advisory (Participants)	$17,883
HERITAGE INVESTMENT GROUP10+ years Service code 26 · EIN 65-0414452	Advisory (Participants)	$16,815
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$5,256
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$302K

$356 / participant

Recordkeeping$60K20.0%
Investment mgmt$241K80.0%

% of EOY assets

0.060%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: CBIZ CPAS P.C
Auditor EIN: 431947695
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$464,028

$129,021+259.7%

$184,203+151.9%

$77,643+497.6%

Participation rate

98.8%

87.3%+11.5pp

86.8%+12.0pp

70.6%+28.2pp

Annual return

14.87%

33.27%-18.4pp

28.81%-13.9pp

31.24%-16.4pp

Employer contribution / active EE

$11,381

$4,413+157.9%

$6,427+77.1%

$2,726+317.5%

Participant deferral / active EE

$13,030

$7,297+78.6%

$9,131+42.7%

$4,647+180.4%

Admin fee / account holder

$277

$254+9.0%

$13,901-98.0%

$430-35.7%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.10+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 15 · EIN 34-1479833

Recordkeeping

$138,748

FISHER INVESTMENTS10+ years

Service code 26 · EIN 20-2480800

Advisory (Participants)

$91,033

KENNON-GREEN & COMPANY LLC4 years

Service code 26 · EIN 47-5284992

Advisory (Participants)

$30,279

SIGNATURE ESTATE & INVESTMENT3 years

Filed as: SIGNATURE INVESTMENT ADVISORS

Service code 26 · EIN 45-3791510

Advisory (Participants)

$17,883

HERITAGE INVESTMENT GROUP10+ years

Service code 26 · EIN 65-0414452

Advisory (Participants)

$16,815

CHARLES SCHWAB & CO., INC.10+ years

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$5,256

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL

Service code 59

Shareholder Servicing

NCCI HOLDINGS, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NCCI HOLDINGS, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion