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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $42,024 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,499 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $18,720 |
TD AMERITRADE, INC.6+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $3 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,313 | $58,895+56.7% | $178,503-48.3% | $73,497+25.6% |
| Participation rate | 90.1% | 66.2%+23.9pp | 81.9%+8.2pp | 70.7%+19.4pp |
| Annual return | 13.71% | 24.86%-11.2pp | 151.12%-137.4pp | 28.51%-14.8pp |
| Employer contribution / active EE | $4,417 | $2,236+97.6% | $5,011-11.9% | $2,270+94.6% |
| Participant deferral / active EE | $10,218 | $2,567+298.1% | $5,202+96.4% | $3,740+173.2% |
| Admin fee / account holder | $311 | $400-22.4% | $13,987-97.8% | $513-39.5% |