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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $44,260 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,716 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $17,603 |
TD AMERITRADE, INC.4 years Filed as: TD AMERITRADE Service code 33 200 S 108TH AVENUE · OMAGA, NE 68154 | Securities brokerage | $2,426 |
TD AMERITRADE, INC.1 year Filed as: TD AEMRITRADE Service code 33 | Securities brokerage | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,671 | $52,961+56.1% | $172,752-52.1% | $65,185+26.8% |
| Participation rate | 89.4% | 66.2%+23.2pp | 82.6%+6.7pp | 70.2%+19.2pp |
| Annual return | 22.07% | 30.12%-8.1pp | 802.97%-780.9pp | 29.38%-7.3pp |
| Employer contribution / active EE | $4,321 | $2,190+97.3% | $5,144-16.0% | $2,177+98.5% |
| Participant deferral / active EE | $10,288 | $2,471+316.3% | $5,198+97.9% | $3,514+192.8% |
| Admin fee / account holder | $524 | $472+11.1% | $13,955-96.2% | $847-38.1% |