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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $26,481 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $20,000 |
Service code 27 · EIN 63-1128344 | Advisory (Plan) | $12,571 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $4,520 |
Filed as: PRUDENTIAL INSURANCE COMPANY OF AME Service code 15 | Recordkeeping | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,158 | $79,519+15.9% | $95,964-4.0% | $73,412+25.5% |
| Participation rate | 100.0% | 81.2%+18.8pp | 77.1%+22.9pp | 72.2%+27.8pp |
| Annual return | 13.20% | 19.20%-6.0pp | 91.64%-78.4pp | 59.30%-46.1pp |
| Employer contribution / active EE | $6,457 | $2,048+215.3% | $2,541+154.1% | $2,234+189.0% |
| Participant deferral / active EE | $5,600 | $4,138+35.3% | $4,167+34.4% | $3,806+47.1% |
| Admin fee / account holder | $66 | $184-64.0% | $6,797-99.0% | $158-58.0% |