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| Provider | Service type | Compensation |
|---|---|---|
Service code 10 · EIN 63-1128344 | Accounting | $23,444 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $20,480 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $20,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $2,486 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,673 | $65,118+20.8% | $76,767+2.5% | $55,725+41.2% |
| Participation rate | 100.0% | 79.6%+20.4pp | 77.0%+23.0pp | 70.9%+29.1pp |
| Annual return | -2.43% | -1.27%-1.2pp | 2.43%-4.9pp | 244.93%-247.4pp |
| Employer contribution / active EE | $5,574 | $1,941+187.2% | $2,485+124.3% | $2,078+168.2% |
| Participant deferral / active EE | $5,028 | $3,688+36.3% | $3,852+30.5% | $3,356+49.8% |
| Admin fee / account holder | $63 | $116-45.7% | $6,675-99.1% | $115-45.4% |