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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $121,633 |
ASSET DEDICATION LLC2 years Service code 26 · EIN 35-2202192 | Advisory (Participants) | $7,208 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $298 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,586 | $89,588+21.2% | $133,698-18.8% | $77,762+39.6% |
| Participation rate | 94.9% | 74.3%+20.6pp | 76.4%+18.5pp | 70.6%+24.3pp |
| Annual return | 14.12% | 17.42%-3.3pp | 580.90%-566.8pp | 31.27%-17.2pp |
| Employer contribution / active EE | $3,321 | $3,491-4.9% | $4,218-21.3% | $2,728+21.7% |
| Participant deferral / active EE | $7,391 | $5,592+32.2% | $7,016+5.3% | $4,651+58.9% |
| Admin fee / account holder | $110 | $539-79.6% | $6,703-98.4% | $433-74.6% |